Broker-Dealers for sale

Listing ID

Asking Price

Description

State Registrations

Org Type & Date Formed

   

BD4SALE

   
         
         
         

GE

$50K

Mutual Funds, Variable Product

1

LLC 1994

         

MR

$60K

Private Placements, receive referral fees

30

inc 2003

         

JG

$95K

Mutual Funds, Variable Product;

 

includes c.200 customers with firm 10+ years and $4.5MM in quality MF IRAs providing c.$10K annual income.  Clients are spread across the US with a small number of clients in any state. 

 

Seller will NOT permit buyer to conduct business during 1017 Continuing Membership processing

1

inc 1992

         
         

JH

$160K

Equities, Mutual Funds, Variable Product

 

Seller will stay on the following terms:

$5,000 per month for 1st year +.

5% of Gross sales for 2 years

2 1/2% of Gross sales for 10 years thereafter

95% commission payout on seller's generated sales.

 

13

 

Inc. 1984

         
         
    You're thinking to yourself, "Is that all?"

Well, unfortunately, yes.  Firms on our list are bought pretty quickly. 

BUT, if you know of someone interested in selling their BD or someone who might just have been thinking about selling their BD, ask them to give us a call at

312-421-5050.

Thank you.